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The Financial Industry Regulatory Authority, universally known as FINRA, stands as the largest independent regulator for all securities firms operating in the United States. Headquartered in the US, FINRA meticulously oversees the financial intermediation services sector, ensuring robust and ethical practices nationwide.
Established in 2007 through the strategic consolidation of NASD and the New York Stock Exchange's member regulation functions, FINRA plays a critical role in safeguarding market integrity. As a self-regulatory organisation (SRO), its paramount mission is to protect investors and foster confidence in the financial markets.
FINRA’s core services encompass examining securities firms, developing and enforcing market rules, and providing vital investor education. This unique regulatory oversight helps maintain transparent and fair conduct within the US broker-dealer community, reinforcing public trust.
-14 vs industry average
FINRA’s score of 23 is lower than 28% of the industry. This can give you a sense of how well the company is doing compared to its peers.
Financial Intermediation is among the least carbon-intensive industries
The Financial Intermediation industry has reduced its overall emissions by 33% since 2018
No reported emissions data is available for FINRA yet.
FINRA currently does not report any carbon emissions data, as there are no available figures for kg CO2e emissions. Additionally, there are no documented reduction targets or climate pledges in place. This absence of data suggests that FINRA may not have established specific climate commitments or initiatives at this time. As a regulatory body in the US, FINRA's approach to climate action may evolve in response to industry standards and expectations, but currently, there are no measurable emissions or targets to report.
No climate goals have been disclosed for FINRA yet.
No scope 3 category breakdown has been disclosed yet.


PCAF scored Scope 1, 2 and 3 for 2M+ organizations, including private ones.
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