The Financial Industry Regulatory Authority (FINRA), headquartered in the United States, is a pivotal self-regulatory organisation in the financial services sector. Established in 2007 through the consolidation of the National Association of Securities Dealers (NASD) and the member regulation functions of the New York Stock Exchange, FINRA plays a crucial role in overseeing brokerage firms and exchange markets. Operating primarily across the US, FINRA is dedicated to protecting investors and ensuring market integrity. Its core services include the regulation of brokerage firms, enforcement of compliance with federal securities laws, and the provision of educational resources for investors. Notably, FINRA's unique approach combines rigorous oversight with a commitment to transparency, positioning it as a leader in the financial regulatory landscape. With a focus on innovation and investor protection, FINRA continues to achieve significant milestones in enhancing market practices and fostering trust in the financial system.
How does FINRA's carbon action stack up? DitchCarbon scores companies based on their carbon action and commitment to reducing emissions. Read about our methodology to learn more.
Mean score of companies in the Financial Intermediation industry. Comparing a company's score to the industry average can give you a sense of how well the company is doing compared to its peers.
FINRA's score of 23 is lower than 73% of the industry. This can give you a sense of how well the company is doing compared to its peers.
FINRA currently does not report any carbon emissions data, as there are no available figures for kg CO2e emissions. Additionally, there are no documented reduction targets or climate pledges in place. This absence of data suggests that FINRA may not have established specific climate commitments or initiatives at this time. As a regulatory body in the US, FINRA's approach to climate action may evolve in response to industry standards and expectations, but currently, there are no measurable emissions or targets to report.
Climate goals typically focus on 2030 interim targets and 2050 net-zero commitments, aligned with global frameworks like the Paris Agreement and Science Based Targets initiative (SBTi) to ensure alignment with global climate goals.
FINRA has not publicly committed to specific 2030 or 2050 climate goals through the major frameworks we track. Companies often set interim 2030 targets and long-term 2050 net-zero goals to demonstrate measurable progress toward decarbonization.
