The Financial Industry Regulatory Authority (FINRA), headquartered in the United States, is a pivotal self-regulatory organisation in the financial services sector. Established in 2007 through the consolidation of the National Association of Securities Dealers (NASD) and the member regulation functions of the New York Stock Exchange, FINRA plays a crucial role in overseeing brokerage firms and exchange markets. Operating primarily across the US, FINRA is dedicated to protecting investors and ensuring market integrity. Its core services include the regulation of brokerage firms, enforcement of compliance with federal securities laws, and the provision of educational resources for investors. Notably, FINRA's unique approach combines rigorous oversight with a commitment to transparency, positioning it as a leader in the financial regulatory landscape. With a focus on innovation and investor protection, FINRA continues to achieve significant milestones in enhancing market practices and fostering trust in the financial system.
How does FINRA's carbon action stack up? DitchCarbon scores companies based on their carbon action and commitment to reducing emissions. Read about our methodology to learn more.
Mean score of companies in the Financial Intermediation industry. Comparing a company's score to the industry average can give you a sense of how well the company is doing compared to its peers.
FINRA's score of 3 is lower than 100% of the industry. This can give you a sense of how well the company is doing compared to its peers.
FINRA, headquartered in the US, currently does not provide specific carbon emissions data or reduction targets. Without available emissions figures, it is challenging to assess their carbon footprint or climate commitments in detail. However, the absence of documented reduction initiatives suggests that FINRA may still be in the early stages of developing a comprehensive climate strategy. As the financial industry increasingly prioritises sustainability, it is likely that FINRA will need to establish clear targets and commitments to align with industry standards and expectations for climate action.
Companies disclose and commit to reducing emissions to show they are serious about reducing emissions impact over time. They can also help a company track its progress over time.
FINRA is not committed to any reduction initiatives we track. This may change over time as the company engages with new initiatives or updates its commitments. DitchCarbon will update this information as it becomes available.